Company Search - SEC.gov Helpful Information. If your search is "John Smith" and you didn't get the results you expected, please try "Smith John." The SEC does not require companies that are raising less than $1 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to file a Form D with the SEC.The Form D serves as a brief notice that provides information about the Stock Ticker Symbol Lookup - MarketWatch Nov 10, 2019 · Lookup the fund or stock ticker symbol for any company on any exchange in any country at Marketwatch. NASDAQ.com - Stock Quotes & Stock Exchange News Get the latest stock market news, stock information & quotes, data analysis reports, as well as a general overview of the market landscape from Nasdaq.
NYS Division of Corporations, State Records and UCC
The New York Stock Exchange is the world’s largest securities exchange. It provides a marketplace for buying and selling 9.3 million corporate stocks and other securities a day. The NYSE lists 82% of the S&P 500, 90% of the Dow Jones Industrial Average, and 70 of the world's largest corporations. It is, itself, a publicly-traded company with almost 3,000 employees. Foreign Corrupt Practices Act: FCPA Entities Dataset Advanced Search Register; FCPA Entities Dataset Advanced Search Register . Entities (511) Entity Name Government Entity 3i Group plc Public Company New York Stock Exchange (NYSE) III 3M Company Self-Regulatory Organization Rulemaking - SEC.gov Self-Regulatory Organization Rulemaking We invite comments on filings submitted by the following SROs during the comment period. Each SRO name below is linked to an index page with listings of specific filings and corresponding SEC releases.
As of 2011 London Stock Exchange offered trading in more emerging market exchange traded funds (ETFs) than any other exchange in the world. There were a total of 158 emerging market ETFs listed on the Exchange in May 2011, compared with 126 on the New York Stock Exchange (NYSE Arca) and …
SEC warns on coronavirus insider trading after stock sales ... Mar 23, 2020 · The Securities and Exchange Commission warned against trading on non-public information related to the coronavirus. It came after disclosures of stock sales by New York Stock Exchange Chairman London Stock Exchange - Wikipedia